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(847) 906-3460
230 S Clark St #262, Chicago, IL, 60604




Business Summary
Lisa recovers investment losses and represents individuals and firms in SEC, state, and FINRA regulatory investigations. Lisa served as a Branch Chief in the Division of Enforcement of the Chicago Office of the Securities & Exchange Commission, where she handled investigations of accounting fraud, Ponzi schemes, insider trading, churning, and unsuitable investments. Since leaving the SEC, Lisa has helped recover millions of dollars in investment losses in court and in FINRA arbitrations. She has represented individuals and entities in numerous investigations by the SEC and other regulators of cryptocurrencies and token offerings, insider trading, financial fraud by public companies, and other conduct. While at the SEC, Lisa collaborated with the DOJ in investigating $2 billion in losses arising out of subprime auto lender Mercury Finance Company’s cooking the books and investigated Foreign Corrupt Practices Act violations arising out of bribery of Haitian customers officials.
Business Keywords
SEC Compliance Las wyerChicago, FINRA Attorney Chicago, Insurance Recovery Attorney Chicago.
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